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Brett Howsley Marvin

BMO Capital Markets Corp.

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About Brett Howsley Marvin

Brett Howsley Marvin is a registered representative with BMO Capital Markets Corp. with over 30 years of experience in the financial industry. Brett has a strong background in financial services, with previous roles at firms such as KGS-ALPHA CAPITAL MARKETS, L.P., STORMHARBOUR SECURITIES LP, NOMURA SECURITIES INTERNATIONAL, INC., CREDIT SUISSE FIRST BOSTON LLC, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, SG COWEN SECURITIES CORPORATION, SMITH BARNEY INC., and KIDDER, PEABODY & CO. INCORPORATED. Brett is currently licensed in 51 states and is a registered principal. Brett is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Brett Marvin is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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Brett Marvin’s Registration & Firm History

FL

09/01/2018 - Present

BMO Capital Markets Corp. (Boca Raton FL)

FL

05/01/2012 - 09/01/2018

KGS-ALPHA CAPITAL MARKETS, L.P. (Boca Ratn FL)

NY

03/11/2010 - 04/16/2012

STORMHARBOUR SECURITIES LP (NEW YORK NY)

NY

03/30/2004 - 10/19/2006

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

10/16/2000 - 02/03/2004

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

12/20/1999 - 10/16/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

03/30/1998 - 10/28/1999

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

03/15/1995 - 12/22/1997

SMITH BARNEY INC. (NEW YORK NY)

NY

04/04/1994 - 03/17/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

12/20/1988 - 03/29/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NJ

03/11/1994 - 03/25/1994

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 03/18/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brett Howsley Marvin.
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