Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Hopkins is a financial advisor with Northwestern Mutual Investment Services, LLC. Brett has been in the industry since 2018, providing financial guidance and support to clients. Brett holds Series 6, 63, and SIE licenses. Brett is registered to provide financial advice in 22 states and the District of Columbia. Prior to joining Northwestern Mutual Investment Services, LLC, Brett worked with NYLIFE DISTRIBUTORS LLC and The Huntington Investment Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
09/14/2022 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
OH
02/10/2020 - 07/18/2022
NYLIFE DISTRIBUTORS LLC (Cleveland OH)
OH
01/24/2018 - 01/28/2020
THE HUNTINGTON INVESTMENT COMPANY (CLEVELAND HTS. OH)
BC
Issued 02/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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