Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Baker is a financial advisor with over 18 years of experience in the industry. Brett is currently registered with Osaic Wealth, Inc. and holds the Series 6, 7, 24, 52TO, 53, and 66 licenses. Brett is a Registered Representative with the firm in Scottsdale, AZ. In addition to the licenses listed, Brett holds a Series 63 license for Arizona and a Series 66 license for California. Brett has worked with various clients, including individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. Brett offers investment advisory services and financial planning to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
08/01/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
04/01/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
04/01/2021 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
04/01/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
04/01/2021 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
05/09/2006 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
AZ
07/11/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
FL
12/14/2004 - 06/02/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BOTH
Issued 08/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/03/2008
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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