Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Floyd is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Brett has been in the financial services industry for over 38 years. Brett has a Series 7, Series 10, Series 9, Series 63, and Series 65 license and holds FINRA registrations in several states. Brett also has experience working with Wells Fargo Clearing Services, LLC and Merrill Lynch. Brett specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ID
04/09/2021 - Present
Wells Fargo Advisors Financial Network, LLC (IDAHO FALLS ID)
ID
10/01/2013 - 04/09/2021
WELLS FARGO CLEARING SERVICES, LLC (IDAHO FALLS ID)
ID
01/06/1984 - 10/02/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IDAHO FALLS ID)
IA
Issued 09/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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