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Brett Fischer

Tourmaline Partners, LLC

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About Brett Fischer

Brett Fischer is a financial advisor with Tourmaline Partners, LLC. Brett has been in the industry since March 1993 and has a broad range of experience in the financial services industry. Brett holds several licenses and certifications, including the Series 7, 63, 9, 10, 57TO and SIE exams. He is also registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in Connecticut and New York.

Firm Information

Brett Fischer is currently registered with Tourmaline Partners, LLC. Tourmaline Partners, LLC is a Limited Liability Company formed in June 2010. The firm is registered in 31 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brett Fischer’s Registration & Firm History

CT

10/25/2021 - Present

Tourmaline Partners, LLC (STAMFORD CT)

NY

06/08/2011 - 09/04/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

06/19/2003 - 06/03/2011

ITG INC. (NEW YORK NY)

NY

03/20/1997 - 09/02/2003

HOENIG & CO., INC. (NEW YORK NY)

NY

01/06/1994 - 03/25/1997

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

09/14/1993 - 11/10/1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/11/1992 - 07/27/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/20/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/12/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brett Fischer.
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