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Brett Eric Osetec

Keefe, Bruyette & Woods, Inc.

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About Brett Eric Osetec

Brett Eric Osetec is a Registered Representative with Keefe, Bruyette & Woods, Inc., having joined the firm on April 23, 2022. Brett has passed the Series 86, Series 87 and SIE exams. Brett is currently registered with FINRA.

Firm Information

Brett Osetec is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brett Osetec’s Registration & Firm History

NY

04/23/2022 - Present

Keefe, Bruyette & Woods, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/23/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/12/2022

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brett Eric Osetec.
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