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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Edward Marshall is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brett is licensed to provide investment advice and securities products in Arkansas, Colorado, District of Columbia, Florida, Louisiana, Missouri, New Mexico, New York, North Carolina, Oklahoma, Texas, Utah, and Virginia. Brett holds the Series 66, Series 7TO, and SIE licenses and has been in the industry since June 2022. Brett has a diverse background and has held previous positions with various organizations including Bull & Bear Fund, My Fit Foods, University of Houston, Sugar Land Skeeters, Tampa Bay Rays, Colorado Rockies, Wismer Distributing Co., Anheuser-Busch/Ardagh, MJM Private Security & Investigations, Evansville Otters, and Bank of America. Brett specializes in providing investment advice and services to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/09/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
BOTH
Issued 08/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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