Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Sweers is a financial professional with over 30 years of experience in the industry. Brett is currently registered with Stifel, Nicolaus & Company, Inc. and has previously been registered with firms including Natcity Investments, Inc., Natcity Insurance Services, Inc., and John Hancock Distributors, Inc. Brett is a Series 6, Series 7, and Series 63 licensed professional and holds a Series 65 license. Brett specializes in providing financial planning services, pension consulting, and educational seminars for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/02/2023 - Present
Stifel, Nicolaus & Company, Inc. (PORTAGE MI)
MI
04/23/1998 - 08/15/2008
NATCITY INVESTMENTS, INC. (KALAMAZOO MI)
OH
01/23/1995 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
MA
04/28/1993 - 01/30/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/28/1993 - 01/30/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 07/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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