Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett DeForest Austin is a financial professional with over 17 years of experience in the securities industry. Brett Austin has a wide range of experience in the industry, having worked for several prominent firms including HSBC Securities (USA) Inc., Deutsche Bank Securities Inc., and Barclays Capital Inc. Currently, Brett Austin is registered with Smbc Nikko Securities America, Inc., a broker-dealer based in New York City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/27/2018 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
01/28/2011 - 06/06/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
10/25/2005 - 11/18/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/18/2004 - 10/31/2005
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 11/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Brett Austin is the right advisor for you? Invested Better is here to help.
