Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Dolan is an active investment advisor representative and registered representative licensed in Connecticut. Brett is affiliated with Osaic Wealth, Inc. in Guilford, CT, and has been in the industry since 1999. Brett has passed the Series 6, Series 7, Series 3, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/14/2024 - Present
Osaic Wealth, Inc. (Guilford CT)
CT
10/31/2017 - 06/14/2024
SECURITIES AMERICA, INC. (Guilford CT)
CT
03/31/2006 - 11/07/2017
NATIONAL PLANNING CORPORATION (GUILFORD CT)
CT
08/01/2005 - 04/03/2006
JEFFERSON PILOT SECURITIES CORPORATION (GUILFORD CT)
NY
08/22/2000 - 06/24/2005
VAN ECK SECURITIES CORPORATION (NEW YORK NY)
NY
04/28/2003 - 05/18/2005
VAN ECK CAPITAL, INC. (NEW YORK NY)
NY
03/03/1999 - 08/25/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
IA
Issued 08/16/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2003
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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