Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Lauinger is a financial professional with over 25 years of experience in the industry. Brett is registered with Northwestern Mutual Investment Services, LLC. Brett is currently licensed to provide advisory services in 27 states. Prior to joining Northwestern Mutual Investment Services, LLC, Brett was employed at CITIGROUP GLOBAL MARKETS INC. in New York. Brett can provide advice on a variety of financial topics, including insurance, investment products and estate planning. Brett is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IA
02/25/2005 - Present
Northwestern Mutual Investment Services, LLC (Fort Dodge IA)
NY
02/04/1998 - 08/29/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 02/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1998
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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