Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Cohen is a financial professional with over 28 years of experience in the financial services industry. Brett currently works at Janus Henderson Distributors US LLC in Denver, Colorado, where Brett holds a Series 7, Series 6, and Series 63 license. Brett also holds a Series 65 license and is registered with the state of Colorado. Brett has a strong background in securities and investment company products. Brett previously worked at Scudder Distributors, Inc., Deutsche Bank Securities Inc., and DB Alex. Brown LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/04/2004 - Present
Janus Henderson Distributors US LLC (DENVER CO)
IL
07/30/2002 - 11/19/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
01/13/2001 - 07/30/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
12/11/1999 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
08/16/1994 - 10/15/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 03/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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