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Brett Christopher Emsick

Charles Schwab & CO., Inc.

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About Brett Christopher Emsick

Brett Christopher Emsick is a financial advisor currently registered with Charles Schwab & CO., Inc.. Brett has been in the financial industry since 2008. Brett has passed the General Securities Representative Examination (Series 7), the Uniform Securities Agent State Law Examination (Series 63), and the Uniform Combined State Law Examination (Series 66), as well as the Securities Industry Essentials Examination (SIE). Brett is registered in 51 states and the District of Columbia. Brett is also registered as an Investment Advisor Representative in Nebraska. In addition to Brett's experience at TD Ameritrade, Brett has also worked at Charles Schwab & CO., Inc. and owns rental property in Council Bluffs, Iowa.

Firm Information

Brett Emsick is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Brett Emsick’s Registration & Firm History

NE

10/04/2022 - Present

Charles Schwab & CO., Inc. (Omaha NE)

NE

04/08/2008 - 04/21/2023

TD AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 07/26/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/10/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brett Christopher Emsick.
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