Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Christian Roth is a financial advisor with Park Avenue Securities LLC, a firm with offices in Dayton, West Chester and Cincinnati, Ohio. Brett Roth's areas of specialization include retirement planning, college planning, and investment planning. He offers financial planning services to individuals and families and has been in the financial services industry since 1991. He is a Certified Financial Planner and holds FINRA Series 6, 7, 9, 10, 26, 63 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
06/13/2022 - Present
Park Avenue Securities LLC (DAYTON OH)
OH
10/06/2016 - 05/23/2022
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
KY
12/04/1991 - 04/04/2016
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 02/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/19/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1992
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brett Roth is the right advisor for you? Invested Better is here to help.
