Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Christian Mower is a financial advisor with UBS Financial Services Inc. Brett has been in the financial services industry since February 1996. Brett has a wide range of experience in the industry, having worked at several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Wachovia Securities, LLC, UBS Paine Webber Inc., Solid ISG Capital Markets, LLC, and Whale Securities Co., L.P. Brett is registered to provide securities and investment advisory services in multiple states. Brett holds the Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. Brett’s specializations include retirement planning, college savings, investment management, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
03/11/2016 - Present
UBS Financial Services Inc. (PHILADELPHIA PA)
PA
10/23/2009 - 03/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)
PA
11/21/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PHILADELPHIA PA)
PA
05/09/2002 - 11/25/2008
WACHOVIA SECURITIES, LLC (PHILADELPHIA PA)
NJ
05/22/2000 - 05/24/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/16/1998 - 06/01/2000
SOLID ISG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/12/1996 - 09/30/1998
WHALE SECURITIES CO., L.P. (NEW YORK NY)
IA
Issued 11/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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