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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Crawford is a financial advisor with Morgan Stanley. Brett has been in the financial services industry since 1991 and has a strong background in investments, working previously at UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Legg Mason Wood Walker, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and J.C. Bradford & Co. Brett has a diverse range of qualifications and licenses including the Series 3, 7, 9, 10, 31, 63, and 65 exams. Brett is registered to provide investment advice in multiple states. Brett is committed to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AL
08/25/2022 - Present
Morgan Stanley (Montgomery AL)
AL
02/27/2009 - 09/06/2022
UBS FINANCIAL SERVICES INC. (MONTGOMERY AL)
AL
04/02/2007 - 03/02/2009
MORGAN STANLEY & CO. INCORPORATED (MONTGOMERY AL)
AL
10/14/2005 - 04/02/2007
MORGAN STANLEY DW INC. (MONTGOMERY AL)
MD
11/23/1999 - 10/20/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/26/1994 - 11/30/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/23/1991 - 07/29/1994
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 09/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2009
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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