Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Carson is a financial advisor with Northwestern Mutual Investment Services, LLC. Brett has been in the financial services industry since 2001. He holds the Series 7, Series 63, Series 65 and Series 86 and Series 87 licenses. He also is a Chartered Financial Analyst. Brett has prior experience at GARP RESEARCH & SECURITIES COMPANY and Carson Group Investing. Brett is based in Omaha, NE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NE
06/22/2023 - Present
Northwestern Mutual Investment Services, LLC (OMAHA NE)
MD
09/27/2004 - 11/29/2010
GARP RESEARCH & SECURITIES COMPANY (BALTIMORE MD)
BC
Issued 11/03/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/10/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/04/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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