Unclaimed
Brett Carlyle Wise is a financial advisor at Wells Fargo Securities, LLC. Brett has been in the securities industry since September 24, 2017. Brett is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 63, Series 79 and SIE. Brett has a background in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/25/2017 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 10/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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