Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Berg is a financial advisor with Prudential Annuities Distributors, Inc. in Shelton, CT. Brett has been in the financial services industry since 1999. Brett is registered with FINRA and the state of Nebraska. Brett holds the following licenses: Series 7, Series 24, Series 63, Series 65 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/18/2019 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NE
04/01/2011 - 04/10/2020
PRUCO SECURITIES, LLC. (OMAHA NE)
TX
05/29/2009 - 08/11/2009
NYLIFE SECURITIES LLC (ADDISON TX)
CT
06/05/2007 - 04/13/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
OH
10/04/2000 - 05/21/2007
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
06/15/1999 - 12/31/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
NE
10/08/1997 - 04/30/1999
GWR INVESTMENTS, INC. (OMAHA NE)
CT
06/13/1997 - 10/08/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 08/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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