Unclaimed
Brett Barlow is a financial advisor at Fidelity Brokerage Services LLC, registered with the Securities and Exchange Commission (SEC) and FINRA. Brett has been in the financial services industry since 2007. Brett holds the Series 7, Series 63, and SIE licenses. Brett's office is located in Smithfield, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
01/27/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
01/01/2008 - 03/05/2009
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
MA
02/08/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 02/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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