Unclaimed
Brett Balasa is a financial professional registered with DFA Securities LLC. Brett has been in the financial industry for less than a year. Brett is a Series 7TO and SIE licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/10/2024 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 06/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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