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Brett Arthur Banks

Pruco Securities, LLC

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About Brett Arthur Banks

Brett Banks is a financial advisor with Pruco Securities, LLC. Brett has been in the financial services industry since January 2011. Prior to joining Pruco Securities, LLC, Brett worked at CETERA INVESTMENT SERVICES LLC and CETERA ADVISOR NETWORKS LLC, and previously worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC. Brett is registered with the state of Illinois and Kansas, and holds the Series 66, Series 7, and SIE exams. Brett specializes in providing financial advice and services to individuals, businesses, and high-net-worth clients.

Firm Information

Brett Banks is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Brett Banks’s Registration & Firm History

MO

12/11/2023 - Present

Pruco Securities, LLC (St. Louis MO)

KS

01/14/2021 - 12/01/2023

CETERA INVESTMENT SERVICES LLC (OVERLAND PARK KS)

KS

02/02/2018 - 01/21/2021

CETERA ADVISOR NETWORKS LLC (OLATHE KS)

KS

05/08/2015 - 02/09/2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LEAWOOD KS)

KS

01/05/2011 - 05/12/2015

EDWARD JONES (MERRIAM KS)

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Licenses & Designations

BOTH

Issued 01/21/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brett Arthur Banks. Review regulatory record here.
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