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Brett Applebaum

BNP Paribas Securities Corp.

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About Brett Applebaum

Brett Applebaum is a financial advisor at BNP Paribas Securities Corp. Brett has been in the financial services industry since 1998 and has been registered with the firm since 2018. Prior to joining BNP Paribas Securities Corp, Brett worked at Citigroup Global Markets Inc. and CitiCorp Securities, Inc. Brett is licensed to sell securities in all 50 states and the District of Columbia. Brett holds Series 63, Series 7, and SIE licenses.

Firm Information

Brett Applebaum is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brett Applebaum’s Registration & Firm History

NY

06/14/2018 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

10/08/1998 - 12/07/2017

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/27/1997 - 10/08/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brett Applebaum.
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