Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Anthony Thompson is a financial advisor with over 25 years of experience. Brett is a registered representative of Raymond James & Associates, Inc. and has been with the firm since 2006. Brett has a strong background in investments and financial planning, and has a deep understanding of the markets. Brett is committed to providing personalized financial advice to help clients achieve their goals. Brett has extensive experience serving high-net-worth individuals and families, corporations, and charitable organizations. Brett holds a Series 7, 31, 63, and 65 licenses and has earned the Securities Industry Essentials (SIE) designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/22/2021 - Present
Raymond James & Associates, Inc. (TALLAHASSEE FL)
FL
12/22/2000 - 02/10/2006
WACHOVIA SECURITIES, LLC (TALLAHASSEE FL)
NY
08/15/1997 - 12/14/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 08/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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