Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Mudd is an investment advisor representative with Huntleigh Advisors, Inc. Brett has been in the financial services industry for over 18 years. Brett currently holds Series 7, Series 66, and SIE licenses. Prior to joining Huntleigh Advisors, Inc., Brett worked for several other firms including Wells Fargo Clearing Services, LLC, Park Avenue Securities LLC, LPL Financial LLC, MML Investors Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brett has a wide range of experience working with individuals, high-net-worth individuals, corporations, charitable organizations, and state or municipal government entities. Brett also holds a real estate license and works as an independent contractor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
04/08/2024 - Present
Huntleigh Advisors, Inc. (ST. LOUIS MO)
MO
11/22/2023 - 06/17/2024
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
02/01/2023 - 09/18/2023
PARK AVENUE SECURITIES LLC (Saint Louis MO)
MO
08/01/2018 - 06/09/2021
LPL FINANCIAL LLC (CHESTERFIELD MO)
MO
09/27/2017 - 11/20/2017
MML INVESTORS SERVICES, LLC (ST. LOUIS MO)
MO
04/21/2017 - 08/01/2017
CUTTER & COMPANY, INC. (BALLWIN MO)
MO
11/30/2015 - 02/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
MO
08/05/2015 - 10/12/2015
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
BOTH
Issued 12/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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