Unclaimed
Brett Andrew Thompson is an investment advisor representative with LPL Financial LLC. Brett has been in the industry since August 2020 and has been registered with the state of Mississippi since February 2024. Brett is also registered with the state of Texas. Brett provides investment advice to individuals and businesses and offers consulting and other non-discretionary advisory services. Brett was previously with MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
02/21/2024 - Present
LPL Financial LLC (OLIVE BRANCH MS)
TN
08/03/2020 - 02/08/2024
MML INVESTORS SERVICES, LLC (MEMPHIS TN)
BOTH
Issued 10/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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