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Brett Andrew Compton

Schwab Wealth Advisory, Inc.

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About Brett Andrew Compton

Brett Compton is a financial advisor associated with Schwab Wealth Advisory, Inc. in Indianapolis, Indiana, with over 20 years of experience in the financial industry. Brett has been registered with Schwab Wealth Advisory, Inc. since January 2012. Prior to that, Brett was employed at NATCITY INVESTMENTS, INC. and EDWARD JONES. Brett is currently registered with the state of Indiana and holds Series 63, Series 66, Series 7 and SIE licenses. Brett has specialized in various aspects of financial advising.

Firm Information

Brett Compton is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Brett Compton’s Registration & Firm History

IN

01/03/2012 - Present

Schwab Wealth Advisory, Inc. (INDIANAPOLIS IN)

IN

06/21/2006 - 08/09/2006

NATCITY INVESTMENTS, INC. (CARMEL IN)

IN

08/22/2003 - 04/06/2006

EDWARD JONES (INDIANAPOLIS IN)

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Licenses & Designations

BOTH

Issued 05/27/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/21/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Brett Andrew Compton. Review regulatory record here.
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