Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Andrew Compton is a financial advisor at Charles Schwab & Co., Inc. Brett has been working in the financial industry since December 2003. Brett is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 66 licenses. Brett is also registered to provide investment advisory services in Indiana. Prior to joining Charles Schwab & Co., Inc., Brett worked at NatCity Investments, Inc. and Edward Jones. Brett currently works at the Indianapolis, IN office of Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
IN
01/03/2012 - Present
Schwab Wealth Advisory, Inc. (INDIANAPOLIS IN)
IN
06/21/2006 - 08/09/2006
NATCITY INVESTMENTS, INC. (CARMEL IN)
IN
08/22/2003 - 04/06/2006
EDWARD JONES (INDIANAPOLIS IN)
BOTH
Issued 5/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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