Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Andrew Bauch is a registered representative with MML Investors Services, LLC. Brett has been in the securities industry since August 4, 2000. Brett is licensed to sell securities in 27 states. Brett also holds the Series 7, Series 24, and Series 66 licenses. Brett has been with MML Investors Services, LLC since July 2012. Previously, Brett was a registered representative with MetLife Securities Inc., Woodbury Financial Services, Inc., Park Avenue Securities LLC, Harbour Investments, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WI
08/02/2012 - Present
MML Investors Services, LLC (Madison WI)
WI
12/03/2010 - 07/10/2012
METLIFE SECURITIES INC. (MADISON WI)
WI
09/21/2005 - 11/30/2010
WOODBURY FINANCIAL SERVICES, INC. (MIDDLETON WI)
NY
12/03/2001 - 09/06/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
WI
08/09/2000 - 03/06/2001
HARBOUR INVESTMENTS, INC. (MADISON WI)
NY
10/18/1999 - 08/21/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/18/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 11/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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