Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Anderson Peavy is an Investment Advisor Representative with Morgan Stanley. Brett has been in the industry since December 14, 1993. He has been registered with Morgan Stanley since December 2014 and with UBS Financial Services Inc. from August 14, 2000 to December 9, 2014. Brett holds Series 63, SIE, and Series 7 licenses. He is registered in 38 states, including Georgia, Texas, and Alabama. Brett provides a variety of services to individuals, businesses, and investment companies, including portfolio management, financial planning, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
03/19/2020 - Present
Morgan Stanley (Atlanta GA)
GA
08/14/2000 - 12/09/2014
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NY
10/07/1994 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NC
12/15/1993 - 10/11/1994
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
BC
Issued 12/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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