Unclaimed
Brett Allen Steele is a financial professional with over 8 years of experience in the industry. Brett has been registered with Wells Fargo Securities, LLC since March 2018. Brett holds the Series 63, SIE, and Series 79 licenses. Brett's previous experience includes roles at Wells Fargo Securities, LLC in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/29/2021 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
03/24/2018 - 04/19/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
TX
11/25/2011 - 05/04/2016
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
BC
Issued 08/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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