Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Allen Round is a financial advisor with T. Rowe Price Investment Services, Inc. Brett has been in the financial services industry since 1999. Brett holds the Series 7, Series 24, Series 63 and Series 65 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) as well as the state securities regulators in 53 states and jurisdictions. Brett is licensed to provide securities and investment advisory services in those states. Brett's prior experience includes roles at American Century Investment Services Inc. and ING Financial Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
06/19/2017 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
MO
04/02/2008 - 06/29/2017
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
KS
10/07/1999 - 03/27/2008
ING FINANCIAL ADVISERS, LLC (OVERLAND PARK KS)
BC
Issued 12/28/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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