Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett McAvoy is a financial advisor who has been working in the industry since 2003. Brett is registered with Charles Schwab & CO., Inc. in Arizona. Brett is also registered in 43 states across the United States as a Broker-Dealer. Brett has experience working with a variety of clients and has a strong understanding of the financial markets. Brett holds the Series 6, 7, 63, 65, 9, 10 and SIE licenses. Brett offers a wide range of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
05/09/2023 - Present
Charles Schwab & CO., Inc. (East Mesa AZ)
PA
04/09/2019 - 05/08/2023
GRANT WILLIAMS L.P. (PHILADELPHIA PA)
CA
03/17/2014 - 06/30/2017
STEADFAST CAPITAL MARKETS GROUP, LLC (IRVINE CA)
CO
01/06/2010 - 02/04/2014
CURIAN CLEARING, LLC (DENVER CO)
TN
01/03/2008 - 12/31/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
CO
09/14/2005 - 01/09/2008
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CT
01/05/2005 - 09/08/2005
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
CA
06/02/2004 - 09/28/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CT
08/27/2002 - 05/20/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
10/17/2001 - 08/13/2002
ING FUNDS DISTRIBUTOR, INC. (WINDSOR CT)
CO
02/23/2001 - 10/12/2001
TRANSAMERICA CAPITAL, INC. (DENVER CO)
BOTH
Issued 05/01/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/20/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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