Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Adams is a financial advisor associated with Northwestern Mutual Investment Services, LLC, registered with FINRA as broker-dealer and with SIPC, and licensed in 14 states. Brett has been in the financial services industry for over 3 years and holds the Series 6, Series 63, and SIE licenses. Brett's firm, Northwestern Mutual Investment Services, LLC, is a financial services firm headquartered in Milwaukee, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OK
12/19/2019 - Present
Northwestern Mutual Investment Services, LLC (OKLAHOMA CITY OK)
BC
Issued 01/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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