Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brett? Claim Your ProfileBrett Adam Goldstein is a registered representative with Interactive Brokers Corp. Brett has been in the securities industry for over 19 years. Brett has experience in securities and commodities and is registered in 53 states and Puerto Rico. Brett holds Series 7, 3, 24, 63, and SIE licenses. Brett was previously registered with CITIGROUP GLOBAL MARKETS INC. and CREDIT SUISSE FIRST BOSTON LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/29/2012 - Present
Interactive Brokers Corp. (Petaluma CA)
NY
06/26/2003 - 11/16/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/13/2001 - 06/20/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BC
Issued 12/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2014
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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