Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brete? Claim Your ProfileBrete Garland Ballard is a financial advisor registered with Stephens and has been in the industry since July 8, 1994. Brete Ballard is also registered with the state of Arkansas and Texas. Brete Ballard's previous employers include Voya Financial Advisors, Inc., Voya Retirement Advisors, LLC, LPL Financial Corporation, Edward Jones, CitiStreet Advisors LLC, CitiStreet Equities LLC, Morgan Keegan & Company, Inc., Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brete Garland Ballard has passed the Series 63, Series 65, Series 7, and SIE exams. Stephens is a financial services firm based in Little Rock, Arkansas, offering a range of investment products and services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
09/16/2019 - Present
Stephens (Fayetteville AR)
AR
10/14/2016 - 09/17/2019
VOYA FINANCIAL ADVISORS, INC. (Little Rock AR)
CT
12/03/2008 - 10/17/2016
VOYA RETIREMENT ADVISORS, LLC (WINDSOR CT)
AR
11/07/2007 - 11/07/2008
LPL FINANCIAL CORPORATION (ROGERS AR)
AR
01/03/2007 - 11/08/2007
EDWARD JONES (PRAIRIE GROVE AR)
NJ
09/01/2005 - 01/05/2007
CITISTREET ADVISORS LLC (SOMERSET NJ)
NJ
08/17/2004 - 09/01/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
TN
01/29/2003 - 08/27/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
01/03/1997 - 12/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/05/1993 - 01/04/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/23/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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