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Bret Michael Ptack

Northwestern Mutual Investment Services, LLC

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About Bret Michael Ptack

Bret Michael Ptack is a financial advisor with Northwestern Mutual Investment Services, LLC. Bret has been in the industry since 2013 and is currently registered in Florida. Previously, Bret worked with Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, USAA Financial Advisors, Inc., LPL Financial LLC, and Florida Investment Advisors.

Firm Information

Bret Ptack is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Bret Ptack’s Registration & Firm History

FL

08/14/2019 - Present

Northwestern Mutual Investment Services, LLC (LAKELAND FL)

FL

07/27/2016 - 02/19/2019

AMERIPRISE FINANCIAL SERVICES, INC. (TAMPA FL)

FL

03/09/2016 - 07/15/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEMINOLE FL)

FL

04/01/2015 - 02/12/2016

USAA FINANCIAL ADVISORS, INC. (TAMPA FL)

FL

11/01/2013 - 02/27/2015

LPL FINANCIAL LLC (TAMPA FL)

FL

11/20/2012 - 11/19/2013

FLORIDA INVESTMENT ADVISORS (TAMPA FL)

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Licenses & Designations

BOTH

Issued 11/27/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/14/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/15/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bret Michael Ptack.
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