Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bret? Claim Your ProfileBret Lankford Paterson is a registered investment advisor representative with UBS Financial Services Inc. Bret has been in the financial services industry since September 15, 2011. Bret is registered with the state of North Carolina and has been actively registered as an investment advisor representative in North Carolina and Texas. Bret has passed the Series 66 Uniform Combined State Law Examination, Series 7 General Securities Representative Examination and the SIE Securities Industry Essentials Examination. Bret is registered with UBS Financial Services Inc. in the states of California, Maryland, New Jersey, New York, North Carolina and Texas. Bret works in the Wilmington branch office of UBS Financial Services Inc. UBS Financial Services Inc. is a large firm with more than $50 billion in assets under management. The firm provides a variety of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
01/26/2016 - Present
UBS Financial Services Inc. (WILMINGTON NC)
BOTH
Issued 11/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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