Unclaimed
Bret Justin Ambrose is a financial professional with over 10 years of experience in the industry. Bret is currently registered with Empower Financial Services, Inc. and holds Series 7, 6, 63, 99TO, and SIE licenses. Bret previously worked at Scottrade, Inc. Bret has a proven track record of success in providing investment advice and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/11/2015 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
AZ
08/08/2012 - 10/20/2015
SCOTTRADE, INC. (CHANDLER AZ)
BC
Issued 08/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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