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Bret John Kelsey

Riversource Distributors, Inc.

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About Bret John Kelsey

Bret Kelsey is a financial professional with experience in the industry since 2016. Bret is currently registered with Riversource Distributors, Inc. Bret was previously registered with Principal Securities, Inc. and VOYA FINANCIAL PARTNERS, LLC. Bret is licensed with the Series 6.

Firm Information

Bret Kelsey is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bret Kelsey’s Registration & Firm History

MN

12/23/2021 - Present

Riversource Distributors, Inc. (Minneapolis MN)

IA

02/23/2017 - 03/25/2021

PRINCIPAL SECURITIES, INC. (DES MOINES IA)

IA

07/08/2015 - 08/09/2016

VOYA FINANCIAL PARTNERS, LLC (DES MOINES IA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Bret John Kelsey. Review regulatory record here.
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