Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bret? Claim Your ProfileBret Petersen is a financial advisor with over 20 years of experience in the industry. Bret Petersen is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since October 2019. Bret Petersen has previously worked at UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Morgan Stanley DW Inc.. Bret Petersen holds Series 31, Series 7 and Series 66 licenses. Bret Petersen specializes in providing financial advice to individuals, corporations, and institutions. Bret Petersen offers a variety of services including financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/24/2019 - Present
Wells Fargo Clearing Services, LLC (NAPERVILLE IL)
IL
04/15/2011 - 11/04/2019
UBS FINANCIAL SERVICES INC. (NAPERVILLE IL)
IL
06/01/2009 - 04/21/2011
MORGAN STANLEY SMITH BARNEY (NAPERVILLE IL)
IL
10/20/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NAPERVILLE IL)
IL
03/21/2003 - 10/30/2006
MORGAN STANLEY DW INC. (OAK BROOK IL)
BOTH
Issued 06/04/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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