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Bret Hunt

Axos Clearing LLC

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About Bret Hunt

Bret Hunt is a financial advisor with over 11 years of experience in the financial services industry. Bret is currently registered with Axos Clearing LLC in Omaha, Nebraska. Bret has previously worked with LPL Financial LLC, OppenheimerFunds Distributor, Inc., and AXA Advisors, LLC. Bret is a Series 7, 6, 63, and 66 licensed advisor and holds the SIE designation.

Firm Information

Bret Hunt is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bret Hunt’s Registration & Firm History

NE

02/16/2022 - Present

Axos Clearing LLC (Omaha NE)

CA

08/14/2019 - 12/15/2020

LPL FINANCIAL LLC (SAN DIEGO CA)

CO

11/11/2014 - 08/18/2015

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

CO

03/15/2013 - 03/12/2014

AXA ADVISORS, LLC (DENVER CO)

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Licenses & Designations

BOTH

Issued 11/15/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/27/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/18/2015

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/14/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bret Hunt.
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