Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bret? Claim Your ProfileBret Gallin is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Bret has been in the financial services industry since 1993 and is registered with the state of New York as both a broker-dealer and an investment advisor. Bret is also registered as a broker-dealer in several other states. Bret holds the Series 6, 7, 24, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/27/2021 - Present
Wells Fargo Advisors Financial Network, LLC (GREAT NECK NY)
NY
05/29/2007 - 02/11/2010
CITIGROUP GLOBAL MARKETS INC. (WHITESTONE NY)
NY
05/13/1998 - 05/29/2007
CITICORP INVESTMENT SERVICES (WHITESTONE NY)
NY
09/05/1995 - 05/21/1998
GAINES, BERLAND INC. (BETHPAGE NY)
NY
07/19/1994 - 08/30/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
10/19/1994 - 07/17/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
MA
01/20/1993 - 01/04/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/20/1993 - 01/04/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 10/18/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1994
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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