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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bret? Claim Your ProfileBret Beeton is a financial advisor with Morgan Stanley. Bret has been working in the financial industry since 1998. Bret is registered to provide investment advice in 53 states and is a Registered Representative of Morgan Stanley. Bret holds a Series 66 license which enables Bret to provide both investment advisory and broker-dealer services. In addition to the Series 66, Bret holds Series 63, 65, 7, 10, 9, 52TO, 53, 99TO and SIE licenses. Bret also holds the Chartered Financial Consultant designation. Bret has been with Morgan Stanley since 2014, and previously worked at E*TRADE SECURITIES LLC, FIDELITY BROKERAGE SERVICES LLC, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, EDWARD JONES, ONE GROUP DEALER SERVICES, INC., ONE GROUP SERVICES COMPANY (THE), CONSECO SECURITIES, INC., and FINANCIAL HORIZONS SECURITIES CORPORATION. Bret also serves as a Mystery Shopper for Market Force Information. Bret is experienced in working with a variety of client types, including individuals, businesses, charitable organizations, insurance companies, investment companies, and banking or thrift institutions. Morgan Stanley provides advisory and brokerage services to a wide range of clients across multiple markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
05/22/2014 - Present
Morgan Stanley (Columbus OH)
UT
06/03/2013 - 11/27/2013
E*TRADE SECURITIES LLC (SANDY UT)
UT
02/23/2007 - 02/08/2012
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
02/03/2006 - 02/23/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)
IL
07/06/2005 - 11/08/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
03/02/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
07/27/2004 - 08/20/2004
EDWARD JONES (ST. LOUIS MO)
IL
06/19/2003 - 08/02/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
01/17/2001 - 07/02/2003
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
OH
11/30/1999 - 12/31/2000
ONE GROUP SERVICES COMPANY (THE) (BROOKLYN OH)
IN
12/18/1998 - 11/15/1999
CONSECO SECURITIES, INC. (CARMEL IN)
IL
07/29/1998 - 11/25/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
01/23/1998 - 05/05/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
07/01/1996 - 01/09/1998
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NA
10/30/1995 - 07/01/1996
FINANCIAL HORIZONS SECURITIES CORPORATION
BOTH
Issued 06/27/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/20/2014
Series 4 - Registered Options Principal Examination
BC
Issued 05/14/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/22/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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