Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bret? Claim Your ProfileBret Frederick Schardt is an active investment advisor representative with RBC Capital Markets, LLC. Bret has been in the industry since April 6, 1994 and is registered in North Carolina, Texas, and other states. Previously, Bret was employed by FERRIS, BAKER WATTS, LLC and COASTAL DISCOUNT STOCKBROKERS, INC. Bret has earned the Series 3, Series 7, Series 24, Series 63 and Series 65 licenses and currently provides investment advisory services to individuals, businesses, pension and profit sharing plans, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
02/05/2015 - Present
RBC Capital Markets, LLC (WILMINGTON NC)
NC
12/01/2004 - 03/13/2009
FERRIS, BAKER WATTS, LLC (WILMINGTON NC)
NC
09/01/1994 - 12/31/2004
COASTAL DISCOUNT STOCKBROKERS, INC. (WILMINGTON NC)
NA
08/10/1994 - 09/01/1994
COASTAL DISCOUNT STOCKBROKERS, INC.
MI
04/07/1994 - 08/17/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 06/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2001
Series 3 - National Commodity Futures Examination
BC
Issued 04/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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