Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bret? Claim Your ProfileBret Alan Barton has been in the financial services industry since November 3, 2005. Bret is currently registered with Empower Financial Services, Inc. Bret has been registered with Empower Financial Services, Inc. since September 2, 2014. Bret's previous firm was J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.. Bret was registered with J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. from November 4, 2005 to September 2, 2014. Bret has passed the Series 63, Series 26, SIE, Series 6, and Series 7 exams. Bret is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
09/02/2014 - Present
Empower Financial Services, Inc. (Milwaukee WI)
CO
11/04/2005 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
BC
Issued 10/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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