Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenton? Claim Your ProfileBrenton Lohr Smith is a financial advisor with Kestra Advisory Services, LLC. Brenton has over 20 years of experience in the financial services industry. Brenton is a Registered Representative and Investment Advisor Representative. Brenton is also a Series 3, 7, 63, 65, and 66 licensed professional. Brenton specializes in financial planning, portfolio management, and pension consulting. Brenton is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
05/19/2023 - Present
Kestra Advisory Services, LLC (CHARLOTTE NC)
CT
04/19/2021 - 05/02/2022
UMERGENCE LLC (PLANTSVILLE CT)
NC
06/08/2018 - 04/23/2019
BB&T SECURITIES, LLC (WAKE FOREST NC)
NC
08/28/2014 - 03/02/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENSBORO NC)
NY
10/01/2008 - 07/28/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/15/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/02/2002 - 04/15/2004
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
03/27/1996 - 10/16/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
05/03/1993 - 05/09/1994
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
06/19/1992 - 05/18/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
IA
Issued 05/16/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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