Unclaimed
Brenton Ditto has been in the financial services industry since 2004. Brenton is currently registered with LPL Financial LLC. Brenton has a combined 18 years of experience. Brenton has passed several industry exams including Series 66, Series 31, and Series 7 exams. Brenton previously worked at J.J.B. HILLIARD, W.L. LYONS, LLC, PNC INVESTMENTS, and MORGAN STANLEY DW INC. Brenton is currently licensed to provide financial advice in Florida, Georgia, Indiana, Kentucky, Mississippi, Missouri, Ohio, Tennessee, and Texas. Brenton can provide financial advice to individuals, trusts, corporations, and other business entities, investment companies, insurance companies, state and municipal governments, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
07/08/2022 - Present
LPL Financial LLC (ELIZABETHTOWN KY)
KY
06/20/2007 - 11/05/2014
J.J.B. HILLIARD, W.L. LYONS, LLC (ELIZABETHTOWN KY)
KY
11/15/2006 - 06/07/2007
PNC INVESTMENTS (LOUISVILLE KY)
NY
05/21/2004 - 06/02/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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