Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Williams is a financial advisor with LPL Financial LLC. Brent has been working in the financial services industry since 2004 and has a wide range of experience in providing financial advice to individuals and businesses. Brent has been registered with the Financial Industry Regulatory Authority (FINRA) since 2004 and is licensed to sell securities in all 50 states. Brent's experience includes working with clients on retirement planning, investment management, and college savings. Brent is committed to providing his clients with the highest level of service and personalized advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/09/2022 - Present
LPL Financial LLC (Forney TX)
TX
01/13/2021 - 05/17/2021
BBVA SECURITIES INC. (DALLAS TX)
TX
10/02/2017 - 11/09/2020
LPL FINANCIAL LLC (ROCKWALL TX)
TX
10/01/2012 - 10/03/2017
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
12/06/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PLANO TX)
TX
08/23/2006 - 11/23/2010
LPL FINANCIAL CORPORATION (DALLAS TX)
TX
06/08/2005 - 07/05/2006
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MO
07/20/2004 - 04/25/2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
IA
Issued 03/14/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/19/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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