Unclaimed
Brent William Warner is a financial advisor registered with Prudential Investment Management Services LLC. Brent William Warner has been in the financial industry since 2000. Brent William Warner is currently registered with Prudential Investment Management Services LLC and has previously been registered with T. Rowe Price Investment Services, Inc. and DEUTSCHE BANC ALEX. BROWN INC.. Brent William Warner holds Series 7, Series 55 and Series 63 licenses. Brent William Warner is registered in 52 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/12/2012 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
MD
09/12/2001 - 06/29/2012
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
NY
10/23/2000 - 07/19/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
BC
Issued 03/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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