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Brent William Warner

Prudential Investment Management Services LLC

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About Brent William Warner

Brent William Warner is a financial advisor registered with Prudential Investment Management Services LLC. Brent William Warner has been in the financial industry since 2000. Brent William Warner is currently registered with Prudential Investment Management Services LLC and has previously been registered with T. Rowe Price Investment Services, Inc. and DEUTSCHE BANC ALEX. BROWN INC.. Brent William Warner holds Series 7, Series 55 and Series 63 licenses. Brent William Warner is registered in 52 states and Puerto Rico.

Firm Information

Brent Warner is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brent Warner’s Registration & Firm History

NJ

07/12/2012 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

MD

09/12/2001 - 06/29/2012

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

NY

10/23/2000 - 07/19/2001

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/12/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brent William Warner.
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