Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Hall is a financial advisor with over 25 years of experience in the industry. Brent is currently registered with Herbert J. Sims & CO, Inc. Brent has held previous positions with FIRST TRYON SECURITIES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BANC OF AMERICA SECURITIES LLC. Brent holds FINRA Series 7, Series 63 and SIE licenses. Brent is registered in Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Kentucky, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/23/2018 - Present
Herbert J. Sims & CO, Inc. (CHARLOTTE NC)
NC
04/05/2011 - 01/22/2018
FIRST TRYON SECURITIES, LLC (CHARLOTTE NC)
NC
11/01/2010 - 01/05/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
10/05/1998 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
NY
02/14/1994 - 11/19/1996
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 02/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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